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European Case Law Identifier:ECLI:EP:BA:2018:T00607Date of decision:07 June 2018Case number:T 0181/17Application number:IPC class:Language of proceedings:ENDistribution:DDownload and more information:Documentation of the appeal procedure can be found in theBibliographic information is available in:ENVersions:UnpublishedTitle of application:LIQUID HIGH-FAT PROTEIN COMPOSITIONApplicant name:N.V. NutriciaOpponent name:Nestec S.A.Board:3.3.09Headnote:-Relevant legal provisions:Keywords:Inventive step attack based on new closest prior artInventive step - not admittedMain request - allowedCatchwords:-Cited decisions:Citing decisions:-Summary of Facts and SubmissionsI. This decision concerns the appeals filed by both the opponent and the patent proprietor against the interlocutory decision of the opposition division that European patent No. 2 346 356 as amended met the requirements of the EPC.II. With the notice of opposition, the opponent had requested revocation of the patent based on Article 100(a) (lack of novelty and lack of inventive step), Article 100(b) and Article 100(c) EPC.The documents cited during opposition proceedings included:D1: EP 0 953 289 A2D2: J.M.M. Cruijsen, 'Physical stability of caseinate stabilized emulsions during heating', 14 pages, 1996D4: US 20 A1D17: Y.H. Hui, 'Handbook of Food Products Manufacturing', John Wiley & Sons, Inc., 2007, 723-747D18: Expert's declaration, Kirstine Mette SvejeD19: Expert's declaration, Kirstine Mette SvejeD20: A.W.M.
Sweetsur et al., Journal of the Society of Dairy Technology 33(3), 1980, 101-105.III. The opposition division's decision was based on a main request and auxiliary request 1 and can be summarised as follows:Late-filed documents D17 to D20 were not admitted into the proceedings.Main request:Claims 1, 21 and 22 of the main request were identical to claims 1, 21 and 22 as granted and read as follows:'1. Shelf-stable liquid aqueous nutritional composition comprising non-micellar casein and more than 30 g fat per 100 ml of said composition, wherein the composition further comprises a heat stabilisation system.' Composition according to any one of claims 1 to 19 for use in the management of conditions in malnourished persons or persons at risk of becoming malnourished, and which are in need of liquid oral nutrition.'
Composition according to claim 21 for use in the treatment of malnourished persons, persons at risk of malnourishment, metabolically stressed people, and elderly.' The opposition division held that the invention underlying claim 1 was sufficiently disclosed having regard to the term 'shelf-stable' and the open-ended range of fat content. The invention was also sufficiently disclosed as regards the therapeutic uses referred to in claims 21 and 22. However, the subject-matter of claim 1 of the main request lacked novelty over D1.As regards method claim 20, the patent proprietor noted during oral proceedings that the claim contained an unintentional error that made it broader in scope than the granted claim. The patent proprietor then tried to introduce a main request that had been amended accordingly. However, this request was not admitted into the proceedings, because the subject-matter of claim 1 still lacked novelty over D1.Auxiliary request 1:Auxiliary request 1 was held to meet the requirements of the EPC, in particular those of Articles 123(2), 84, 54 and 56 EPC.Claim 1 of this request differed from claim 1 of the main request in that the composition was sterilised and had a final pH between 6.5 and 7.2.Method claim 20 was identical to granted claim 20 (the heat stabilisation system was again mandatory, and not optional, as in claim 20 of the main request).
It read as follows:'20. Method for the production of a composition according to any one of the preceding claims, comprising the steps of:(i) preparing an aqueous composition by dissolving into water the casein source and the emulsifier, a heat stabilisation system, and optionally other ingredients such as a precipitation stabiliser, other proteins, carbohydrates and minerals;(ii) adjusting the pH to between 6.5 and 7.2;(iii) adding the fat source to the composition obtained by step (ii);(iv) homogenising the composition obtained by step(iii) and subjecting it to one or more heat treatments.' Claims 21 and 22 were identical to those of the main request.IV. Both the opponent and the patent proprietor appealed this decision.As both the opponent and the patent proprietor are appellant and respondent in these proceedings, for simplicity the board will continue to refer to them as the opponent and the patent proprietor.V. The opponent requested that the opposition division's decision be set aside and that the patent be revoked in its entirety. It also requested that D17 to 20, which had not been admitted by the opposition division, be admitted into the proceedings. Furthermore, the following documents were filed with the statement setting out the grounds of appeal:D21: US 20 A1D22: WO 98/21953 A1D23: Experimental reportD23a: Experimental report (identical to D23, better visibility of figures)Reference was also made to:The patent proprietor requested that the opposition division's decision be set aside and that the patent be maintained based on the main request or auxiliary requests 1 to 6, all requests filed with its statement setting out the grounds of appeal dated 28 March 2017.
Furthermore, the following documents were filed with the statement setting out the grounds of appeal:D24: P. Walstra et al., 'Dairy Science and Technology', 2nd ed. CRC Press, 2005, 447-451D25: Da-Wen Sun 'Handbook of Food Safety Engineering', Wiley-Blackwell, 2012, 28 pagesD25a: Enlarged copy of paragraph 14.2 of D25.VII. Further submissions were filed by the opponent by letters of 9 August 2017 and 28 September 2017, and by the patent proprietor by letter of 17 August 2017, including a screenshot of:In preparation for the oral proceedings, the board issued a communication dated 28 March 2018.IX. With a letter dated 9 April 2018, the patent proprietor filed new auxiliary requests 1-4 and renumbered former auxiliary requests 2-6 as auxiliary requests 5-9. The opponent made submissions by letter of 3 May 2018.X.